Steve Kay Financial and Cetera Wealth Services

As an Investment Adviser Representative, oversight is an important part of maintaining confidence in the advisory process. I welcome the regulatory standards and supervisory framework established by regulatory agencies and the compliance department of my broker-dealer, Cetera Wealth Services, LLC. These guidelines help ensure that advisors operate with a strong commitment to investor protection and professional standards.

Cetera provides access to a rigorous due diligence process for many of the investments used in client portfolios. In addition, specialized support teams assist advisors in evaluating strategies and investment solutions designed to help clients pursue their financial goals.
As a full-service financial practice, we offer a broad range of financial products and services intended to help clients identify their goals and evaluate appropriate strategies within the context of their individual risk tolerance.

Please don’t hesitate to reach out if you have any questions about our firm or the range of financial products and services available. Through relationships with a variety of financial services providers, we are often able to help clients access solutions that meet their needs.